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Our Team

Roffman Miller Associates is led by a team of investment professionals who share a vision of personalized portfolio management and sound financial disciplines.


 

PETER MILLER (Retired 2016)
Peter Miller, Chairman and Founder. Prior to founding the company, Mr. Miller spent eleven years as an investment broker.  In 1980, Mr. Miller worked at Janney Montgomery Scott, where he was on the Chairman's Council. In subsequent years, Mr. Miller worked with Drexel Burnham Lambert and Legg Mason Wood Walker where he served as Vice President-Investments.  Mr. Miller is a graduate of Penn State University with a Bachelor of Science.

       

 

ROBERT HOFMANN, CFP ®
Robert Hofmann, President and Investment Committee Member. Mr. Hofmann joined Roffman Miller in 2004. He brings extensive financial planning experience to Roffman Miller. After beginning his career as an Investment Advisor with Morgan Stanley, Mr. Hofmann joined Charles Schwab as an Investment Specialist in 1996. Within three years, he was promoted to manage the Newtown Pennsylvania office and finished his tenure with Schwab as the manager of the flagship office in center city Philadelphia. Mr. Hofmann graduated cum laude from Rider University in 1992 with a Bachelor of Science degree in Finance. He became a Certified Financial Planner (CFP ®) in 1999 and is currently a member of the Financial Planning Association.

       



PAULETTE GREENWELL, CFA, MBA
Paulette Greenwell, Vice President, Chief Compliance Officer and Investment Committee Member. Ms. Greenwell has been with Roffman Miller Associates since 1995. She earned her Bachelor of Arts Degree in Sociology from Temple University in 1991 and her Masters of Business Administration in Finance from Drexel University in 1994. Ms. Greenwell earned the right to use the Chartered Financial Analyst Designation in 2003. She is a member of the CFA Institute and Financial Analysts of Philadelphia.

       



MARK R. FROMBACH, CFA, MBA
Mark R. Frombach, Chief Investment Officer, Investment Manager and Investment Committee Member. Mr. Frombach joined Roffman Miller Associates in 2006 and brings valuable industry experience. Mr. Frombach began his career at Nabisco, Inc. followed by extended domestic and international assignments with Air Products and Chemicals. Most recently, he spent seven years at Morgan Stanley as a Financial Advisor. Mr. Frombach is a graduate of Rutgers University with a BS in Electrical Engineering in 1988 and a MBA in Finance in 1995. Mr. Frombach earned the right to use the Chartered Financial Analyst Designation in 2006. He is a member of the CFA Institute and Financial Analysts of Philadelphia.

       

 

LORI HARTMAN
Lori Hartman, Investment Manager, Investment Committee Member. Ms. Hartman joined the firm in 1998 as an intern and upon graduation from West Chester University in 2002 with a Bachelor of Science Degree in Finance became a full-time employee. Ms. Hartman began her career at Roffman Miller as an Assistant Investment Manager, she was then promoted to Director of Operations and Investment Manager. Ms. Hartman also supervises all the IT Services at Roffman Miller.

       


 

SUSAN ARNOLD
Susan Arnold, Investment Manager and Investment Committee Member. In 2008 Susan re-joined Roffman Miller after spending two years managing the Radnor office of TD Ameritrade. Susan originally started working for Roffman Miller in 2005. In mid 2006 she left Roffman Miller to obtain a position closer to home to be with her family. Susan’s career started at Charles Schwab as an Investment Specialist. In 2004 she was promoted to branch manager. Susan worked closely with Roffman Miller throughout her Charles Schwab career. Susan graduated from Penn State University in 1996 with a Bachelor of Science Degree in Economics.

       



RYAN CROOKS, MBA
Ryan Crooks, Investment Manager and Investment Committee Member. Mr. Crooks joined Roffman Miller Associates in 2007 bringing extensive fixed income experience to Roffman Miller. Prior to joining Roffman Miller he held positions as Vice President-Fixed Income Capital Markets with Spear, Leeds & Kellogg, FTN Financial and Sterne, Agee & Leach. Mr. Crooks completed his Bachelor of Science in Finance at the University of Scranton in 1998 and attained his MBA in Investment Management at Drexel University in 2007. Although he is new to working at Roffman Miller, he is known well by the team having worked with the firm for many years in his previous positions.

       



KEVIN J. COOKE, CFP®, MBA
Kevin Cooke, Investment Manager and Investment Committee Member. Mr. Cooke joined Roffman Miller in 2014, bringing extensive industry experience. He began his financial career in 1992 as a 401(k) Plan Administrator and has over 16 years in the industry, including eight years with the Vanguard Group.  While at Vanguard he held various leadership positions including, Project Manager and Relationship Manager of Vanguard Brokerage Services.  In 2009, he started a fee-only practice, Cooke Financial Planning, based in Fort Washington, PA.  Mr. Cooke received a Bachelor of Business Administration in finance from Temple University in 1991 and a Master of Business Administration from Saint Joseph’s University in 2001.  He became a Certified Financial Planner (CFP®) in 2013.

       



GERRY G. GUERTIN, ChFC®
Gerry Guertin, Investment Manager and Investment Committee Member. Mr. Guertin joined Roffman Miller in 2016 and has extensive experience within the financial services industry.  He started his career after graduating from Saint Joseph’s University in 1992 with a Bachelor of Science in Financial Management.  He held positions in operations and management throughout his career.  In the last 11 years he has been a Financial Consultant with Citigroup Smith Barney, working with institutional clients, and most recently with Charles Schwab as an Associate Financial Consultant meeting with individual clients and families.
Mr. Guertin attained the Chartered Financial Consultant designation (ChFC®) in 201l.

       



JENNIFER TINNEY
Jennifer Tinney, Operations Manager. Ms. Tinney joined Roffman Miller Associates in 2007. She began her career with Dearden, Maguire, Weaver and Barrett, LLC a West Conshohocken Money Management Firm where she worked for five years. Most recently she worked at Blue Cross in Member Services. Ms. Tinney attended Cabrini College where she studied Business Administration.

       


RARA SOURIYAMATH
RaRa Souriyamath, Administrative Assistant. Ms. Souriyamath joined Roffman Miller Associates in 2004 after working three years with Saks Fifth Avenue, in Orlando, Florida, as a Customer Service Professional. She attended Valencia Community College where she studied Accounting and Finance. RaRa provides superior client service support to the firm.

       





Roffman Miller Associates, Inc. (RMA) is an SEC-registered investment advisor located in Philadelphia, Pennsylvania. In addition to registering with the SEC, RMA notice files with the states of Pennsylvania, Delaware, Maryland, California, New Jersey, New York, Texas, Florida, North Carolina, Virginia and Connecticut. This website provides general information about Roffman Miller Associates, Inc. and is not intended to offer investment or financial planning advice.  The purpose of this site is to provide you with information about the firm and our investment philosophy, and to provide a means for you to contact us for further information.  Please click here for additional Disclaimer and Regulatory Information.
 
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