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Disclaimer and Regulatory Compliance Information

Roffman Miller Associates, Inc. (RMA) is an SEC-registered investment advisor located in Philadelphia, Pennsylvania. In addition to registering with the SEC, RMA notice files with the states of Pennsylvania, Delaware, Maryland, California, New Jersey, New York, Texas, Florida, North Carolina, Connecticut and Virginia. When the number of our clients in a state meets that state’s registration requirements, RMA will notice file in that state. Roffman Miller Associates, Inc. renders individualized responses to persons in a particular state only after complying with the state's regulatory requirements, or pursuant to an applicable state exemption or exclusion.  The presence of this website on the Internet shall in no direct or indirect way suggest that the firm offers investment advisory services to residents of any state other than the states in which the firm maintains a notice filing.  In addition, this website should not be construed as a solicitation of investment advisory clients in any state other than the states in which we maintain a notice filing.

In conjunction with each client engagement for investment management, a copy of our Form ADV, Part II, which may be contained within our brochure materials, must be delivered to the Client. You may request a copy of our Disclosure Document, Form ADV, Part II Brochure and Brochure Supplement (PDF File), by clicking here (PDF File) or by calling Roffman Miller Associates, Inc. at 215-981-1030.

This website provides general information about Roffman Miller Associates, Inc. and is not intended to offer investment or financial planning advice.  The purpose of this site is to provide you with information about the firm and our investment philosophy, and to provide a means for you to contact us for further information. Roffman Miller Associates, Inc. provides customized investment recommendations only within the context of our contractual agreements with our clients, and only after a comprehensive review of the client's situation

Information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe to be reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this web-site should be interpreted to state or imply that past results are an indication of future performance. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY 'LINKED' WEB-SITE."

Some pages within the Roffman Miller Associates, Inc. website are password-protected.  Access to these areas is restricted to authorized users only.  The user in password-protected areas is responsible for any use of the password and for maintaining the confidentiality of the password.

 

Roffman Miller Associates, Inc. (RMA) is an SEC-registered investment advisor located in Philadelphia, Pennsylvania. In addition to registering with the SEC, RMA notice files with the states of Pennsylvania, Delaware, Maryland, California, New Jersey, New York, Texas, Florida, North Carolina, Virginia and Connecticut. This website provides general information about Roffman Miller Associates, Inc. and is not intended to offer investment or financial planning advice.  The purpose of this site is to provide you with information about the firm and our investment philosophy, and to provide a means for you to contact us for further information.  Please click here for additional Disclaimer and Regulatory Information.
 
Email your questions to info@roffmanmiller.com